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Advisors are at risk these days with firms' propensity for terminating them at the first whiff of an infraction. Note taking to support suitability of a client's account...
Commercial agreements frequently incorporate clauses related to Powers of Attorney (POAs) that may not be intended to be a continuing POA under the Substitute Decisions Act...
Despite their best efforts, taxpayers may sometimes fail to comply with their obligations under the Income Tax Act (Canada) (the "ITA") and incur interest and penalties as a result.
Every year, reporting issuers are faced with the task of tailoring the disclosure for their annual general meeting to an ever-evolving list of changes in corporate and securities laws...